| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-12-20 | 2020-07-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-09-18 | 2019-04-04 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2014-06-10 | 2017-08-23 |
| Seres Asset Management Limited | Rep | 提供資產管理 | 2011-04-04 | 2013-10-25 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-07-29 | 2009-09-07 |
| Rep | 就證券提供意見 | 2008-06-25 | 2009-09-07 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就證券提供意見 | 2007-05-14 | 2008-05-30 |