| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就證券提供意見 | 2017-08-28 | - |
| Rep | 提供資產管理 | 2017-08-28 | - | |
| Rep | 證券交易 | 2017-08-28 | - | |
| Avenue Family Office Limited | Rep | 就證券提供意見 | 2017-03-22 | 2017-07-21 |
| Rep | 提供資產管理 | 2017-03-22 | 2017-07-21 | |
| Rep | 證券交易 | 2017-03-22 | 2017-07-21 | |
| Avenue Asset Management Limited (HK) | Rep | 就證券提供意見 | 2017-02-27 | 2017-07-21 |
| Rep | 提供資產管理 | 2017-02-27 | 2017-07-21 | |
| Julius Baer (Hong Kong) Limited | Rep | 證券交易 | 2007-07-13 | 2011-06-13 |
| Rep | 就證券提供意見 | 2007-05-11 | 2011-06-13 |