| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 證券交易 | 2022-08-23 | - |
| Rep | 證券交易 | 2022-04-27 | 2022-08-23 | |
| RO | 就機構融資提供意見 | 2021-06-02 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2021-03-02 | 2022-01-13 |
| Rep | 證券交易 | 2021-03-02 | 2022-04-27 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 證券交易 | 2019-09-24 | 2021-03-02 |
| Rep | 就機構融資提供意見 | 2019-09-24 | 2021-06-02 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2018-10-16 | 2019-07-31 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-10-16 | 2019-07-31 |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-01-29 | 2018-09-19 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-01-29 | 2018-09-19 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2007-05-14 | 2009-01-17 |
已採集記錄中暫無金管局登記。