| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-08-23 | 2010-11-10 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2008-05-16 | 2009-03-10 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-10-30 | 2008-01-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-05-23 | 2008-01-24 |