| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2014-05-28 | 2016-05-10 |
| Rep | 就證券提供意見 | 2014-05-28 | 2016-05-10 | |
| Rep | 證券交易 | 2014-05-28 | 2016-05-10 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2009-11-09 | 2011-01-01 |
| Rep | 證券交易 | 2009-11-09 | 2011-01-01 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2007-05-29 | 2009-10-14 |