| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-01-26 | 2023-05-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-01-26 | 2023-05-05 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2012-11-14 | 2014-11-02 |
| Rep | 證券交易 | 2012-11-14 | 2014-11-02 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-07-16 | 2012-11-08 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-07-16 | 2012-11-08 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-07-05 | 2009-01-13 |