| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AWM Asset Management Limited | RO | 就證券提供意見 | 2026-09-03 | - |
| RO | 提供資產管理 | 2026-09-03 | - | |
| Rep | 就證券提供意見 | 2026-07-27 | 2026-09-03 | |
| Rep | 提供資產管理 | 2026-07-27 | 2026-09-03 | |
| RO | 就證券提供意見 | 2025-04-01 | 2026-03-31 | |
| RO | 提供資產管理 | 2025-04-01 | 2026-03-31 | |
| Techno Horizon Limited | RO | 就證券提供意見 | 2023-05-04 | 2025-02-16 |
| RO | 提供資產管理 | 2023-05-04 | 2025-02-16 | |
| Rep | 就證券提供意見 | 2022-10-24 | 2023-05-04 | |
| Rep | 提供資產管理 | 2022-10-24 | 2023-05-04 | |
| Open Securities Limited | Rep | 期貨合約交易 | 2021-11-23 | 2022-10-07 |
| Rep | 證券交易 | 2021-11-23 | 2022-10-07 | |
| OPEN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2021-09-16 | 2022-10-07 |
| Rep | 提供資產管理 | 2021-09-16 | 2022-10-07 | |
| Superactive Financial Group Company Limited | Rep | 就期貨合約提供意見 | 2019-01-21 | 2021-08-31 |
| Rep | 就證券提供意見 | 2019-01-21 | 2021-08-31 | |
| Rep | 提供資產管理 | 2019-01-21 | 2021-08-31 | |
| Rep | 證券交易 | 2018-12-31 | 2020-08-14 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2017-10-26 | 2018-10-27 |
已採集記錄中暫無金管局登記。