| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2023-08-28 | - |
| Rep | 證券交易 | 2017-08-01 | 2018-12-14 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-06-13 | 2008-08-30 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-06-13 | 2008-08-30 |