| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-08-31 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-01-23 | 2025-05-09 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2013-02-21 | - |
| RO | 槓桿式外匯交易 | 2012-10-25 | 2016-05-23 | |
| Rep | 證券交易 | 2012-08-23 | 2013-02-21 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2012-07-09 | - |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | 期貨合約交易 | 2007-06-13 | 2008-08-02 |