| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2016-11-03 | 2021-11-02 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-08-07 | 2011-03-26 |
| Rep | 證券交易 | 2008-08-07 | 2011-03-26 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2007-06-14 | 2008-07-11 |
| Rep | 就證券提供意見 | 2007-06-14 | 2008-07-11 | |
| Rep | 期貨合約交易 | 2007-06-14 | 2008-07-11 | |
| Rep | 證券交易 | 2007-06-14 | 2008-07-11 |