| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2011-11-10 | - |
| Neutral Financial Holding Company Limited | Rep | 就機構融資提供意見 | 2008-02-05 | 2009-04-26 |
| Rep | 就證券提供意見 | 2008-02-05 | 2009-04-26 | |
| Rep | 證券交易 | 2008-02-05 | 2009-04-26 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2007-07-24 | 2007-12-29 |
| Rep | 就證券提供意見 | 2007-07-24 | 2007-12-29 | |
| Rep | 證券交易 | 2007-07-24 | 2007-12-29 |