| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| North Beta International Securities Limited | Rep | 證券交易 | 2015-10-02 | 2016-12-20 |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2007-11-19 | 2009-04-20 |
| Rep | 證券交易 | 2007-11-19 | 2009-04-20 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2007-07-20 | 2007-10-09 |