| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Moon Capital Limited | RO | 就證券提供意見 | 2025-08-05 | - |
| RO | 提供資產管理 | 2025-08-05 | - | |
| Bright Moon Securities Limited | RO | 證券交易 | 2025-08-04 | - |
| Long Bridge HK Limited | RO | 就證券提供意見 | 2020-12-01 | 2021-11-19 |
| RO | 提供資產管理 | 2020-12-01 | 2021-11-19 | |
| RO | 證券交易 | 2020-12-01 | 2021-11-19 | |
| UNITED ZONE INVESTMENT LIMITED | RO | 就證券提供意見 | 2017-02-16 | 2020-04-10 |
| RO | 提供資產管理 | 2017-02-16 | 2020-04-10 | |
| RO | 期貨合約交易 | 2017-02-16 | 2020-04-10 | |
| RO | 證券交易 | 2017-02-16 | 2020-04-10 | |
| Rep | 就證券提供意見 | 2017-01-18 | 2017-02-16 | |
| Rep | 提供資產管理 | 2017-01-18 | 2017-02-16 | |
| Rep | 期貨合約交易 | 2017-01-18 | 2017-02-16 | |
| Rep | 證券交易 | 2017-01-18 | 2017-02-16 | |
| XIN HUA SECURITIES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2016-10-18 | 2017-01-18 |
| RO | 期貨合約交易 | 2016-10-18 | 2017-01-18 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2015-05-28 | 2016-05-04 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2015-05-28 | 2016-05-04 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2015-04-21 | 2015-05-15 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-04-21 | 2015-05-15 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-08-09 | 2015-02-14 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2013-08-09 | 2015-02-14 |
| Holly International Financial Holdings Limited | Rep | 期貨合約交易 | 2013-02-26 | 2013-08-05 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2008-10-28 | 2010-12-29 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2008-10-28 | 2010-12-29 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-26 | 2008-10-25 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-05-21 | 2008-10-25 |
| EWARTON SECURITIES LIMITED | Rep | 證券交易 | 2007-06-25 | 2008-04-21 |
已採集記錄中暫無金管局登記。