| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-08-01 | - |
| Rep | 證券交易 | 2025-08-01 | - | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-08-21 | 2007-08-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-06-26 | 2007-08-31 |