| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2012-01-13 | 2012-07-14 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2008-09-17 | 2008-12-05 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-10-27 | 2008-12-05 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2007-07-25 | 2008-12-05 |