| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2020-12-21 | 2026-09-21 |
| Rep | 證券交易 | 2020-11-12 | 2026-09-21 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-02-17 | 2020-07-16 |
| Rep | 證券交易 | 2020-02-17 | 2020-07-16 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2018-04-09 | 2020-01-24 |
| Rep | 證券交易 | 2018-04-09 | 2020-01-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2007-07-04 | 2010-11-12 |
| Rep | 證券交易 | 2007-07-04 | 2010-11-12 |