| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SW Capital Management Limited | Rep | 就證券提供意見 | 2025-11-17 | - |
| Rep | 提供資產管理 | 2025-11-17 | - | |
| Rep | 證券交易 | 2025-11-17 | - | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2024-01-09 | 2025-10-30 |
| Rep | 提供資產管理 | 2024-01-09 | 2025-10-30 | |
| Rep | 證券交易 | 2024-01-09 | 2025-10-30 | |
| Harmony Advisors Limited | Rep | 提供資產管理 | 2023-05-19 | 2023-07-04 |
| Rep | 證券交易 | 2023-05-19 | 2023-07-04 | |
| GATEWAY CAPITAL (HONG KONG) LIMITED | Rep | 提供資產管理 | 2013-12-17 | 2021-10-18 |
| EXS Capital Asia Limited | Rep | 就證券提供意見 | 2008-08-20 | 2013-09-15 |
| Rep | 提供資產管理 | 2008-08-20 | 2013-09-15 | |
| Rep | 就機構融資提供意見 | 2008-06-27 | 2013-09-15 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-07-13 | 2007-12-28 |
| Rep | 證券交易 | 2007-07-13 | 2007-12-28 |
已採集記錄中暫無金管局登記。