| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TrueAlpha Technology Investment Management Limited | RO | 提供資產管理 | 2026-03-02 | - |
| Privium Fund Management (HK) Limited | Rep | 提供資產管理 | 2018-07-16 | 2026-02-28 |
| RO | 提供資產管理 | 2017-09-14 | 2018-07-16 | |
| Rep | 提供資產管理 | 2017-05-02 | 2017-09-14 | |
| GROW Asset Management (HK) Limited | Rep | 提供資產管理 | 2016-01-05 | 2017-05-01 |
| Penjing Asset Management (HK) Limited | Rep | 提供資產管理 | 2015-04-01 | 2015-12-27 |
| OP INVESTMENT MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-03-15 | 2015-03-31 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2010-08-27 | 2011-04-09 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2007-07-19 | 2008-10-28 |