| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2024-05-08 | 2024-06-20 |
| Rep | 提供資產管理 | 2024-05-08 | 2024-06-20 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2015-04-01 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2014-06-06 | - |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2014-06-06 | - |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-08-21 | 2008-02-29 |