| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 期貨合約交易 | 2026-08-31 | - |
| Rep | 證券交易 | 2026-08-31 | - | |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期貨合約交易 | 2022-03-28 | 2026-08-13 |
| Rep | 證券交易 | 2022-03-08 | 2026-08-13 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2021-11-16 | 2022-02-21 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2021-05-13 | 2021-07-30 |
| Rep | 證券交易 | 2021-05-13 | 2021-07-30 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2017-05-05 | 2018-11-19 |
| Lion Global Financial Limited | Rep | 證券交易 | 2012-03-05 | 2012-06-11 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-03-28 | 2011-08-20 |
| Rep | 證券交易 | 2011-03-28 | 2011-08-20 | |
| OSCAR BENSON LIMITED (HK) | Rep | 就證券提供意見 | 2007-08-27 | 2010-11-30 |
已採集記錄中暫無金管局登記。