| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2009-06-24 | 2011-05-13 |
| Rep | 證券交易 | 2009-06-24 | 2011-05-13 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-11-04 | 2009-03-17 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-11-04 | 2009-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-10-09 | 2009-03-17 |
| Rep | 就證券提供意見 | 2008-10-09 | 2009-03-17 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-10-09 | 2009-03-17 |
| Rep | 就證券提供意見 | 2008-10-09 | 2009-03-17 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-08-01 | 2008-09-29 |
| Rep | 就證券提供意見 | 2007-08-01 | 2008-09-29 |