| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2016-04-08 | 2018-09-30 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2013-07-02 | 2015-09-04 |
| Rep | 期貨合約交易 | 2013-07-02 | 2015-09-04 | |
| Rep | 證券交易 | 2013-07-02 | 2015-09-04 | |
| Tora Trading Services Limited (HK) | Rep | 提供自動化交易服務 | 2011-04-28 | 2011-12-22 |
| Rep | 期貨合約交易 | 2011-04-28 | 2011-12-22 | |
| Rep | 證券交易 | 2011-04-28 | 2011-12-22 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-06-21 | 2011-01-13 |
| Rep | 證券交易 | 2010-06-21 | 2011-01-13 | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2007-08-01 | 2010-06-01 |