| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Chinese Strategic Asset Management Limited | Rep | 就證券提供意見 | 2014-12-12 | 2016-08-01 |
| Rep | 提供資產管理 | 2014-12-12 | 2016-08-01 | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-09-26 | 2014-08-27 |
| Rep | 證券交易 | 2012-09-26 | 2014-08-27 | |
| Julius Baer (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-07-13 | 2011-06-13 |
| Rep | 證券交易 | 2009-06-09 | 2011-06-13 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-08-06 | 2009-05-27 |