| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2018-01-11 | 2018-01-18 |
| Rep | 證券交易 | 2018-01-11 | 2018-01-18 | |
| Rep | 期貨合約交易 | 2017-03-30 | 2017-04-02 | |
| Rep | 證券交易 | 2017-03-30 | 2017-04-02 | |
| Rep | 期貨合約交易 | 2016-07-13 | 2016-07-20 | |
| Rep | 證券交易 | 2016-07-13 | 2016-07-20 | |
| Rep | 期貨合約交易 | 2015-03-10 | 2015-03-15 | |
| Rep | 證券交易 | 2015-03-10 | 2015-03-15 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2009-01-23 | 2010-02-26 |
| Rep | 證券交易 | 2007-08-06 | 2010-02-26 |