| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-01-22 | 2023-03-06 |
| Rep | 期貨合約交易 | 2021-01-22 | 2023-03-06 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2009-02-25 | 2009-06-01 |
| Rep | 證券交易 | 2007-08-08 | 2008-12-01 | |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-08-08 | 2008-12-01 |