| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rifa Futures Limited | Rep | 期貨合約交易 | 2012-05-10 | 2012-05-15 |
| Rifa Securities Limited | Rep | 證券交易 | 2012-05-10 | 2012-05-15 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-04-03 | 2012-04-30 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-04-03 | 2012-04-30 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2011-10-14 | 2011-11-04 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-10-14 | 2011-11-04 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2008-08-26 | 2008-11-25 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2007-08-08 | 2008-11-25 |