| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | 證券交易 | 2010-09-13 | 2011-06-30 |
| Rep | 證券交易 | 2010-06-23 | 2010-09-13 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-08-09 | 2010-05-03 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-08-09 | 2010-05-03 |
| Rep | 證券交易 | 2007-08-09 | 2010-05-03 |