| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited | Rep | 證券交易 | 2018-03-27 | 2026-07-14 |
| Rep | 就證券提供意見 | 2018-03-05 | 2026-07-14 | |
| SEI INVESTMENTS (ASIA) LIMITED | Rep | 提供資產管理 | 2015-06-25 | 2018-02-15 |
| Rep | 就證券提供意見 | 2015-05-28 | 2018-02-15 | |
| COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED | Rep | 證券交易 | 2010-10-12 | 2011-04-18 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-08-10 | 2007-09-17 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2007-08-10 | 2007-09-17 |