| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LIM ADVISORS LIMITED | Rep | 提供資產管理 | 2012-03-23 | 2015-11-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-08-15 | 2008-06-13 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-08-15 | 2008-06-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-08-15 | 2008-06-13 |