| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Elements Advisors Limited | RO | 提供資產管理 | 2010-06-28 | 2010-07-06 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2009-03-04 | 2009-09-17 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-08-16 | 2009-02-20 |
| Rep | 證券交易 | 2007-08-16 | 2009-02-20 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2007-08-16 | 2009-02-20 |
| Rep | 證券交易 | 2007-08-16 | 2009-02-20 |