| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ROCKPOOL CAPITAL LIMITED | Rep | 就證券提供意見 | 2019-03-29 | 2022-11-01 |
| Rep | 提供資產管理 | 2019-03-29 | 2022-11-01 | |
| Rep | 證券交易 | 2019-03-29 | 2022-11-01 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-08-16 | 2010-03-15 |
| Rep | 證券交易 | 2007-08-16 | 2010-03-15 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2007-08-16 | 2010-07-12 |
| Rep | 證券交易 | 2007-08-16 | 2011-02-01 |