| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2011-01-17 | 2011-07-08 |
| Rep | 就證券提供意見 | 2011-01-17 | 2011-07-08 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-01-22 | 2011-01-03 |
| Rep | 證券交易 | 2010-01-22 | 2011-01-03 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2007-09-21 | 2008-09-23 |
| Rep | 就證券提供意見 | 2007-09-21 | 2008-09-23 |