| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2008-07-11 | 2010-04-24 |
| Rep | 就證券提供意見 | 2008-07-11 | 2010-04-24 | |
| Rep | 期貨合約交易 | 2008-05-30 | 2010-04-24 | |
| Rep | 證券交易 | 2008-05-30 | 2010-04-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-09-03 | 2008-05-27 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-08-20 | 2008-05-27 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-08-20 | 2008-05-27 |