| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2020-02-03 | 2020-03-31 |
| HPS Investment Partners (HK), Limited | Rep | 提供資產管理 | 2019-01-15 | 2019-11-30 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-10-08 | 2009-07-02 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-10-08 | 2009-07-02 |