| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 證券交易 | 2011-11-16 | 2012-02-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2011-08-18 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-09-10 | 2011-08-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-09-10 | 2010-12-06 |