| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WESTERN UNION BUSINESS SOLUTIONS (HONG KONG) LIMITED | Rep | 槓桿式外匯交易 | 2016-07-18 | 2020-12-31 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2008-06-16 | 2009-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-09-06 | 2009-06-05 |