| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2009-05-18 | 2010-12-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2009-05-18 | 2010-12-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-05 | 2008-12-11 |
| Rep | 期貨合約交易 | 2008-11-05 | 2008-12-11 | |
| Rep | 證券交易 | 2007-09-10 | 2008-12-11 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-09-10 | 2008-12-11 |
| Rep | 期貨合約交易 | 2007-09-10 | 2008-12-11 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-09-10 | 2008-12-11 |