| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-02-06 | 2009-03-18 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2009-02-06 | 2009-03-18 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-11-21 | 2008-10-23 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-09-10 | 2007-10-01 |