| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | Rep | 就證券提供意見 | 2021-06-02 | - |
| Rep | 提供資產管理 | 2021-06-02 | - | |
| Rep | 證券交易 | 2021-06-02 | - | |
| Polen Capital HK Limited | Rep | 就證券提供意見 | 2014-04-17 | 2021-05-27 |
| Rep | 提供資產管理 | 2014-04-17 | 2021-05-27 | |
| Rep | 證券交易 | 2014-04-17 | 2021-05-27 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-09-11 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-09-11 | 2008-10-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-09-11 | 2008-10-21 |
已採集記錄中暫無金管局登記。