| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-10-26 | 2016-05-17 |
| Rep | 證券交易 | 2012-10-26 | 2016-05-17 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-10-26 | 2016-05-17 |
| Rep | 證券交易 | 2012-10-26 | 2016-05-17 | |
| Legg Mason Asset Management Hong Kong Limited | Rep | 就證券提供意見 | 2007-09-10 | 2009-11-17 |
| Rep | 證券交易 | 2007-09-10 | 2009-11-17 |