| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-04-15 | 2010-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-04-15 | 2010-09-01 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期貨合約交易 | 2009-08-10 | 2010-09-01 |
| Rep | 證券交易 | 2009-08-10 | 2010-09-01 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2007-09-19 | 2008-06-30 |
| Rep | 證券交易 | 2007-09-19 | 2008-06-30 |