| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORNUCOPIA CAPITAL PARTNERS LIMITED | RO | 提供資產管理 | 2022-01-25 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-04-01 | 2019-07-08 |
| Rep | 證券交易 | 2019-04-01 | 2019-07-08 | |
| Nine Masts Capital Limited | Rep | 提供資產管理 | 2016-08-15 | 2019-03-15 |
| PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2012-11-27 | 2014-07-18 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-09-14 | 2009-02-09 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-09-14 | 2009-02-09 |