| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BCT Financial Limited | Rep | 就證券提供意見 | 2014-12-01 | 2016-08-01 |
| Rep | 證券交易 | 2014-12-01 | 2016-08-01 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2014-05-12 | 2014-09-09 |
| Rep | 證券交易 | 2014-05-12 | 2014-09-09 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2007-10-17 | 2008-07-17 |