| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Still Water Capital Management Limited | RO | 就期貨合約提供意見 | 2020-10-09 | - |
| RO | 就證券提供意見 | 2020-10-09 | - | |
| RO | 提供資產管理 | 2020-10-09 | - | |
| RO | 期貨合約交易 | 2020-10-09 | - | |
| RO | 證券交易 | 2020-10-09 | - | |
| Rep | 就期貨合約提供意見 | 2017-03-29 | 2020-10-09 | |
| Rep | 期貨合約交易 | 2017-03-29 | 2020-10-09 | |
| Rep | 就證券提供意見 | 2015-11-02 | 2020-10-09 | |
| Rep | 提供資產管理 | 2015-11-02 | 2020-10-09 | |
| Rep | 證券交易 | 2015-11-02 | 2020-10-09 | |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | 期貨合約交易 | 2007-09-24 | 2009-02-01 |