| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2025-02-11 | 2026-06-30 |
| CSC SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2010-01-22 | 2010-09-03 |
| Rep | 就證券提供意見 | 2009-11-17 | 2009-12-02 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2009-01-07 | 2009-11-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-09-25 | 2009-11-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-09-25 | 2009-11-11 |
| Rep | 證券交易 | 2007-09-25 | 2009-11-11 |