| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2016-08-22 | - |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-09-27 | 2008-03-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-09-27 | 2008-03-12 |