| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2009-05-20 | 2009-10-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-03-19 | 2009-10-01 |
| Rep | 就證券提供意見 | 2009-03-10 | 2009-10-01 | |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2008-09-17 | 2008-12-23 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-11-09 | 2008-08-27 |