| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2009-05-05 | 2009-09-22 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2009-05-05 | 2009-09-22 |
| SBI China Capital Financial Services Limited | Rep | 就證券提供意見 | 2008-09-23 | 2009-02-18 |
| SBI China Capital Securities Limited | Rep | 就證券提供意見 | 2007-10-17 | 2009-02-18 |