| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2015-10-13 | 2015-10-16 |
| Rep | 就證券提供意見 | 2015-10-13 | 2015-10-16 | |
| Rep | 證券交易 | 2012-09-27 | 2012-12-27 | |
| Rep | 證券交易 | 2012-04-23 | 2012-05-23 | |
| Rep | 就證券提供意見 | 2011-01-13 | 2011-02-12 | |
| Rep | 證券交易 | 2011-01-13 | 2011-02-12 | |
| Rep | 就證券提供意見 | 2007-10-22 | 2007-11-22 | |
| Rep | 證券交易 | 2007-10-22 | 2007-11-22 |