| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2013-10-03 | 2015-02-05 |
| Rep | 期貨合約交易 | 2013-03-14 | 2016-06-06 | |
| Rep | 就證券提供意見 | 2012-03-05 | 2013-02-15 | |
| Rep | 證券交易 | 2012-03-05 | 2016-06-06 | |
| Rep | 證券交易 | 2010-07-15 | 2011-06-04 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2007-10-16 | 2008-09-12 |
| Rep | 證券交易 | 2007-10-16 | 2008-09-12 |